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Investment Advisor Liability

The obligations of stockbrokers and financial advisors are clearly outlined in state and federal laws, emphasizing their responsibility to act in the best interests of investors. When these responsibilities are neglected, resulting in financial losses for investors, they are entitled to full compensation. However, navigating the complexities of obtaining compensation in such cases can be arduous. That's where the expertise of a skilled attorney becomes indispensable.

At Timothy D. McGonigle, PC, we specialize in representing investors in a wide range of malpractice claims involving stockbroker and investment advisor liability. With over 30 years of experience practicing law in Los Angeles County and across California, Attorney McGonigle brings a wealth of knowledge and expertise to each case. He is a highly respected litigator known for successfully trying numerous cases and securing substantial verdicts ranging from six to seven figures.

Our firm is committed to advocating for investors who have suffered financial losses due to the negligence or misconduct of stockbrokers or financial advisors. We understand the intricacies of investment advisor liability cases and work tirelessly to ensure that our clients receive the compensation they rightfully deserve.

Representation For People Harmed By Securities Fraud

Mr. McGonigle is prepared to represent you in any securities fraud claim, including those involving:

  • Recommending unsuitable investments
  • Negligence
  • Misrepresentation of an investment
  • Making unauthorized trades
  • Lack of diversification
  • Churning
  • Excessive use of margin
  • Selling away

If you believe you've been a victim of investment advisor liability, don't hesitate to reach out to our firm for a confidential consultation. Let us put our experience and dedication to work for you, seeking justice and financial recovery on your behalf.

To schedule an appointment with one of our attorneys, please call us at 1-800-713-5260 or by completing our intake form.

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